Events

Updated: Federation webinar with Globe and Mail - Find An Advisor

Toronto, Canada

Nov 22

Registrations Closed

webinar members only consultation

Member consultation discussion: TBD

Nov 14

Registrations Closed

webinar members only consultation

Member consultation discussion: OBSI illiquid EMP Loss Calculations (Call 2) Due: Nov 21

Nov 14

Registrations Closed

webinar members only consultation

Member consultation discussion: Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) - Due: Jan 20, 2025

Nov 07

Registrations Closed

webinar members only consultation

Consultation discussion: OBSI illiquid EMP Loss Calculations

Jun 18

Registrations Closed

webinar members only

Webinar featuring a CIRO update from Susan Copland, followed by Supriya Kapoor with a dive into FINTRAC AML dealer requirements

Mar 20

Registrations Closed

webinar members only Total Cost Reporting

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Since 1996, the Federation has been working to support and strengthen dealers working in Canada.

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Events

Updated: Federation webinar with Globe and Mail - Find An Advisor

Member consultation discussion: TBD

Member consultation discussion: OBSI illiquid EMP Loss Calculations (Call 2) Due: Nov 21

Member consultation discussion: Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) - Due: Jan 20, 2025

Consultation discussion: OBSI illiquid EMP Loss Calculations

Webinar featuring a CIRO update from Susan Copland, followed by Supriya Kapoor with a dive into FINTRAC AML dealer requirements

Presentation: Total Cost Reporting - Industry Guidance

Consultation discussion: CIRO Rule Consolidation - Phase 2

What dealers need to know about T+1

Consultation discussion: OBSI Binding authority

About

Always First.

Follow the Federation on Linkedin

Follow Us

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conference

webinar

public

members only

social

OBSI

topic

Date

Events

Updated: Federation webinar with Globe and Mail - Find An Advisor

Member consultation discussion: TBD

Member consultation discussion: OBSI illiquid EMP Loss Calculations (Call 2) Due: Nov 21

Member consultation discussion: Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) - Due: Jan 20, 2025

Consultation discussion: OBSI illiquid EMP Loss Calculations

Webinar featuring a CIRO update from Susan Copland, followed by Supriya Kapoor with a dive into FINTRAC AML dealer requirements

Presentation: Total Cost Reporting - Industry Guidance

Consultation discussion: CIRO Rule Consolidation - Phase 2

What dealers need to know about T+1

Consultation discussion: OBSI Binding authority

About

Always First.

Follow the Federation on Linkedin