Launch of Topic tracker The Federation is launching a new website feature, a topictracker! This will build over time, and provides a resource to trace back each regulatory issue through time, with links, comment letters, and... Jul 13, 2024 News
Total Cost Reporting Today: The Federation, in partnership with various trade associations and industry particpants, is makingstrides towardsTotal Cost Reporting. All stakeholders are working diligently to ensure a smooth... Jul 13, 2024 Topic tracker
OBSI Binding Authority March 11, 2024 Investment Executive takes position in favour of OBSI binding authority Regulators must stand firm on binding authority for OBSI February 28, 2024 Federation submits comment letter Matt... Jul 13, 2024 Topic tracker
CIRO Proposed Proficiency Model July 7, 2024 OSC and CIRO Publish the secondconsultation, due on September 17, 2024 CIRO Rule amendments — Request for comments — Proposed Proficiency Model — Approved Persons under the Investment Dea... Jul 13, 2024 Topic tracker
Response to CIRO's Rule Consolidation Project – Phase 3 The Federation is commenting onCIRO's Rule Consolidation Project – Phase 3, Consultation: https://www.ciro.ca/news-room/publications/rule-consolidation-project-phase-3 Comment letter: We're almost don... Jul 13, 2024 News
CIRO member survey Dear FID Members, CIRO has launched its first Member Survey as an amalgamated organization. We encourage all our members to participate in this important initiative. Why Participate? Help shape CIRO's... Jul 3, 2024 News
Response to CIRO's Proposed Integrated Fee Model Federation comment letter in response to CIRO'sProposed Integrated FeeModel Consultation: https://www.ciro.ca/news-room/publications/proposed-integrated-fee-model FID-FCI comment letter: Federation of... Jun 25, 2024 News
New Federation member! We are pleased to announce that PEAK Securities has joined our Federation of Independent Dealers. As a reputable IIROC-registered full-service dealer, PEAK Securities specialises in offering investmen... Jun 19, 2024 News
Another new FID member! We are excited to announce the addition of World Financial Group to our Federation of Independent Dealers! Under the leadership of President Rick Williams, World Financial Group has demonstrated a str... Federation Jun 13, 2024 News
New FID member! We're delighted to welcome our newest ID member, Queensbury Securities. With a rich history of providing independent financial advice since 1987, Queensbury Securities aligns with our commitment to fo... Federation May 21, 2024 News
List of mutual funds moving to T+1 via CCMA : Fundserv surveyed its participants asking for their intention to move none, some, or all of their T+2 products to T+1; the results are available on the Fundserv site (username and password ... May 14, 2024 News
New FID member! The Federation of Independent Dealers (FID) warmly welcomes Argosy Securities, a top-tier Canadian investment firm, to the Federation! With a focus on wealth strategies, objective advice, and access t... Federation May 8, 2024 News