Please welcome the newest Federation member! We're pleasedto announce that Home Trust is joining the Federation of Independent Dealers as an affiliate member. Their commitment to reliable mortgage solutions, customer-focused services, and financ... Oct 1, 2024 News
Please welcome our newest Federation member! We're thrilled to welcome PortfolioHiWay as the newest member of our association! PortfolioHiWay is a Canadian wealth management technology firm dedicated to simplifying investing through innovative s... Sep 23, 2024 News
Member spotlight: PortfolioAid Portfolio Aid's Sam Webster has been a Federation supporter for several years, and hespared a few minutes toconnectfor a chat. In this member spotlight, we had the opportunity to interview Sam Webster... Sep 23, 2024 News
CIRO Rule Consolidation 2024 9 12 CIRO published a project update and summary: Project Status and Timeline The Rule Consolidation Project is being pursued in phases to minimize the amount of stakeholder disruption that will ... Sep 16, 2024 Topic tracker
Welcome our newest Federation member! We're delighted to welcome DeThomas Wealth Management to the Federation of Independent Dealers/Fédération des Courtiers Indépendants (FID/FCI)! With their 35+ years of experience and offices across Ca... Sep 16, 2024 News
A new Federation member! We're happy to announce and welcome Integral Wealth Securities to the FID-FCI ! Darrell Bartlett, CCO of Integral Wealth, looks forward to adding his voice and expertise to our discussions. His though... Aug 7, 2024 News
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders 2024 7 11 The OSC is seeking comments on the Proposed Rule and the Proposed Companion Policy that establishes a process to distribute money received by the Commission under disgorgement orders to harm... Jul 17, 2024 Topic tracker
Launch of Topic tracker The Federation is launching a new website feature, a topictracker! This will build over time, and provides a resource to trace back each regulatory issue through time, with links, comment letters, and... Jul 13, 2024 News
Total Cost Reporting Today: The Federation, in partnership with various trade associations and industry particpants, is makingstrides towardsTotal Cost Reporting. All stakeholders are working diligently to ensure a smooth... Jul 13, 2024 Topic tracker
OBSI Binding Authority March 11, 2024 Investment Executive takes position in favour of OBSI binding authority Regulators must stand firm on binding authority for OBSI February 28, 2024 Federation submits comment letter Matt... Jul 13, 2024 Topic tracker
CIRO Proposed Proficiency Model July 7, 2024 OSC and CIRO Publish the secondconsultation, due on September 17, 2024 CIRO Rule amendments — Request for comments — Proposed Proficiency Model — Approved Persons under the Investment Dea... Jul 13, 2024 Topic tracker
Response to CIRO's Rule Consolidation Project – Phase 3 The Federation is commenting onCIRO's Rule Consolidation Project – Phase 3, Consultation: https://www.ciro.ca/news-room/publications/rule-consolidation-project-phase-3 Comment letter: We're almost don... Jul 13, 2024 News